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Investor Protection in a Twin Peaks World: From Disclosure to Outcomes
May 4, 2026by Dr Dawkins Brown
The shift from disclosure to outcomes The most important conceptual shift in international investor protection over the past decade is the shift from disclosure-based to outcomes-based regulation. The shift sounds technical. Its operational implications are substantial. Under disclosure-based regulation, the regulatory framework requires regulated firms to disclose material features of products and services. Risk...
